Case Study: AANA Monitoring and Optimization Strategies


Download our latest guide as we showcase how your firm can turn the UMR delay into an opportunity with AANA Monitoring and Optimization Strategies. As the calculation period for AANA approaches each year, it is apparent to those familiar with the rules that understanding and monitoring the AANA calculations as early as possible is vital for any firm.

This need for firms to proactively manage their AANA is heightened by the fact there are changes in the monitoring periods and compliance dates for Post-Phase 6 firms to be aware of.

Most importantly, effective management allows firms to reduce business costs and optimize trading exposure.



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